SD: Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1)
Published on May 31, 2024
As filed with the Securities and Exchange Commission on May 31, 2024
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
(SPECIALIZED DISCLOSURE REPORT)
EMCORE CORPORATION
(Exact name of registrant as specified in its charter)
| New Jersey | 001-36632 | |
| (State or other jurisdiction of incorporation) | (Commission file number) | |
| 450 Clark Dr., Budd Lake, NJ 08728 | 07828 | |
| (Address of principle executive offices) | (Zip code) | |
Ryan Hochgesang
VP, General Counsel
(626) 293-3400
(Name and telephone number, including area code, of the person to contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which the form is being filed:
| x | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023. |
| ¨ | Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the fiscal year ended December 31, 2023. |
INFORMATION TO BE INCLUDED IN THIS REPORT
SECTION 1 - CONFLICT MINERALS DISCLOSURE
Item 1.01 Conflict Minerals Disclosure and Report
In accordance with the disclosure requirements promulgated by the U.S. Securities and Exchange Commission, EMCORE Corporation has prepared a Conflict Minerals Report for the calendar year ended December 31, 2023. The Conflict Minerals Report is publicly available at the following Internet website: http://www.emcore.com/our-company/quality-management/supply-chain-management/.
Item 1.02 Exhibit
The Conflict Minerals Report required by Item 1.01 is provided as Exhibit 1.01 to this Form SD.
SECTION 2 - Resource Extraction Issuer Disclosure
Item 2.01 Resource Extraction Issuer Disclosure and Report
Not applicable.
SECTION 3 – EXHIBITS
Item 3.01 Exhibits
The following Exhibit is filed as part of this report.
Exhibit 1.01 - Conflict Minerals Report
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| EMCORE CORPORATION | ||
| Dated: May 31, 2024 | ||
| By: | /s/ Tom Minichiello | |
| Name: | Tom Minichiello | |
| Title: | Chief Financial Officer | |