8-K/A: Current report filing
Published on August 23, 2019
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
Amendment No. 1
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): June 7, 2019
EMCORE CORPORATION
(Exact name of Registrant as specified in its charter)
New Jersey |
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001-36632 |
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22-2746503 |
(State or other jurisdiction |
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(Commission |
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(I. R. S. Employer |
2015 W. Chestnut Street Alhambra, CA 91803
(Address of principal executive offices)
(626) 293-3400
Registrants telephone number, including area code:
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class: |
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Trading Symbol(s) |
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Name of each exchange on which registered: |
Common stock, no par value |
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EMKR |
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The Nasdaq Stock Market LLC (Nasdaq Global Market) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Explanatory Note
EMCORE Corporation (the Company) filed a Current Report on Form 8-K (the Original Form 8-K) with the Securities and Exchange Commission on June 10, 2019 announcing the closing of its acquisition of Aerospace Newco Holdings, Inc., the sole stockholder of Systron Donner Inertial, Inc. (SDI). This Amendment to the Original Form 8-K (Amendment No. 1) is being filed solely to amend and supplement the Original Form 8-K to include the historical audited financial statements of SDI, the unaudited condensed financial statements of SDI, and unaudited pro forma condensed combined financial information related to the Companys acquisition of SDI. The disclosures and exhibits included in the Original Form 8-K otherwise remain unchanged.
Item 9.01 Financial Statements and Exhibits
(a) Financial Statements of Business Acquired
The audited financial statements of SDI as of and for the year ended December 31, 2018, as well as the accompanying notes and independent auditors report are filed as Exhibit 99.1 and are incorporated by reference herein.
The unaudited condensed financial statements of SDI as of and for the three months ended March 31, 2019 and 2018, as well as the accompanying notes are filed as Exhibit 99.2 and are incorporated by reference herein.
(b) Pro Forma Financial Information
The Companys unaudited pro forma condensed combined balance sheet as of March 31, 2019, the unaudited pro forma condensed combined statements of operations for the six months ended March 31, 2019 and for the fiscal year ended September 30, 2018, as well as the accompanying notes are filed as Exhibit 99.3 and are incorporated by reference herein.
(d) Exhibits
Exhibit No. |
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Description |
23.1 |
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99.1 |
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Audited Financial Statements of SDI as of and for the fiscal year ended December 31, 2018 |
99.2 |
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99.3 |
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Unaudited Pro Forma Condensed Combined Financial Information |
Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: August 23, 2019 |
EMCORE CORPORATION |
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/s/ Mark A. Gordon |
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Mark A. Gordon |
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Interim Principal Financial and Accounting Officer |