4: Statement of changes in beneficial ownership of securities
Published on April 10, 1997
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 4
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OMB Number: 3235-0287
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STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a)
of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding
Company Act of 1935 or Section 30(f)
of the Investment Company Act of 1940
( ) Check this box if no longer subject to Section 16.
Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Last, First, Middle: Richards, Reuben F., Jr.
Street: c/o JLMP, 650 Fifth Avenue, 3rd Floor
City, State, Zip: New York, New York 10019
2. Issuer Name and Ticker or Trading Symbol: EMCORE Corporation - EMKR
3. IRS or Social Security Number of Reporting Person (Voluntary)
4. Statement for Month/Year: March 1997
5. If Amendment, Date of Original (Month/Year)
6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
( x ) Director ( x ) 10% Owner
( x ) Officer (give title below) ( ) Other (specify below)
President and Chief Executive Officer
7. Individual or Joint/Group Filing (Check Applicable Line)
( x ) Form filed by One Reporting Person
( ) Form filed by More than One Reporting Person
* If the form is filed by more than one reporting person, see Instruction
4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.