SD: Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1)
Published on May 15, 2017
As filed with the Securities and Exchange Commission on May 15, 2017
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
(SPECIALIZED DISCLOSURE REPORT)
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EMCORE CORPORATION
Exact Name of Registrant as Specified in its Charter
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New Jersey |
000-22175 |
22-2746503 |
State of Incorporation |
Commission File Number |
IRS Employer Identification Number |
2015 W. Chestnut Street, Alhambra, CA 91803
Address of principal executive offices, including zip code
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EMCORE Corporation
2015 W. Chestnut Street
Alhambra, CA 91803
(626) 293-3400
(Name and telephone number, including area code, of the person to contact in connection with this report)
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The rule pursuant to which this form is being filed, and the period to which the information in this form applies:
þ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016.
INFORMATION TO BE INCLUDED IN THIS REPORT
SECTION 1 - CONFLICT MINERALS DISCLOSURE
Item 1.01 Conflict Minerals Disclosure and Report
In accordance with the disclosure requirements promulgated by the U.S. Securities and Exchange Commission, Emcore Corporation has prepared a Conflict Minerals Report for the calendar year ended December 31, 2016. The Conflict Minerals Report is publicly available at the following Internet website: http://www.emcore.com/company/supply-chain-management/.
Item 1.02 Exhibit
The Conflict Minerals Report required by Item 1.01 is provided as an Exhibit to this Form SD.
SECTION 2 - EXHIBIT
Exhibit 1.01 - Conflict Minerals Report, as required by Items 1.01 and 1.02 of this Form SD.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
EMCORE CORPORATION |
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Dated: May 15, 2017
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By: /s/ Jikun Kim
Name: Jikun Kim
Title: Chief Financial Officer
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