4: Statement of changes in beneficial ownership of securities
Published on October 10, 1997
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 4
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OMB Number: 3235-0287
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STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding
Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
( ) Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Last, First, Middle: Russell, Thomas J.
Street: Two North Tamiami Trail, Suite 1200
City, State, Zip: Sarasota, FL 34236
2. Issuer Name and Ticker or Trading Symbol:
EMCORE Corporation - EMKR
3. IRS or Social Security Number of Reporting Person (Voluntary)
4. Statement for Month/Year: September 1997
5. If Amendment, Date of Original (Month/Year)
6. Relationship of Reporting Person(s) to Issuer (Check all
applicable)
( x ) Director ( x ) 10% Owner
( ) Officer (give title below)
( ) Other (specify below)
7. Individual or Joint/Group Filing (Check Applicable Line)
( x ) Form filed by One Reporting Person
( ) Form filed by More than One Reporting Person
* If the form is filed by more than one reporting person, see Instruction
4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
Explanation of Responses:
Name of Reporting Person: Thomas J. Russell
By /s/ Thomas Werthan October 9, 1997
**Signature of Reporting Person Date
Name: Thomas G. Werthan
Title: Attorney-in-fact
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually
signed. If space provided is insufficient, see Instruction 6 for
procedure.
Potential persons who are to respond to the collection of information
contained in this form are not required to respond unless the form displays a
currently valid OMB number.