3: Initial statement of beneficial ownership of securities
Published on March 17, 1997
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 3
OMB APPROVAL
OMB Number: 3235-0104
Expires: September 30, 1998
Estimated average burden hours per response: 0.5
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act
of 1934, Section 17(a) of the Public Utility Holding Company Act
of 1935 or Section 30(f) of the Investment Company Act of 1940
1. Name and Address of Reporting Person*
Last, First, Middle: The AER 1997 Trust
Street: c/o JLMP, 650 Fifth Avenue, 3rd Floor
City, State, Zip: New York, New York 10019
2. Date of Event Requiring Statement (Month/Day/Year): 3/6/97
3. IRS or Social Security Number of Reporting Person
(Voluntary)
4. Issuer Name and Ticker or Trading Symbol: EMCORE
Corporation (EMKR)
5. Relationship of Reporting Person(s) to Issuer (Check all
applicable)
( ) Director ( x ) 10% Owner
( ) Officer (give title below)
( ) Other (specify below)
6. If Amendment, Date of Original (Month/Day/Year)
7. Individual or Joint/Group Filing (Check Applicable Line)
( x ) Form filed by One Reporting Person
( ) Form filed by More than One Reporting Person
* If the form is filed by more than one reporting person, see Instruction
5(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
Explanation of Responses:
/s/ Thomas J. Russell March 16, 1997
Title: Trustee Date
**Signature of Reporting Person
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information
contained in this form are not required to respond unless the form displays a
currently valid OMB number.