4/A: Statement of changes in beneficial ownership of securities
Published on September 11, 2000
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4/A
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
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1. Name and Address of Reporting Person*
Werthan, Thomas G.
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(Last, First Middle)
c/o EMCORE Corporation, 145 Belmont Drive
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(Street)
Somerset, New Jersey 08873
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(City, State Zip)
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2. Issuer Name and Ticker or Trading Symbol
EMCORE Corporation (EMKR)
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3. IRS or Social Security Number of Reporting Person (Voluntary)
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4. Statement for Month/Year
August 2000
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5. If Amendment, Date of Original (Month/Year)
August 2000
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6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
[ X ] Director [ ] 10% Owner
[ X ] Officer (give title below) [ ] Other (specify below)
Chief Financial Officer, Vice President
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7. Individual or Joint/Group Filing (Check applicable line)
[ X] Form filed by one Reporting Person
[ ] Form filed by more than one Reporting Person
* If the form is filed by more than one reporting person,
see Instruction 4(b)(v).
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Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
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Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
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Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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Explanation of Responses:
A Form 4 for Richard A. Stall was inadvertently filed using Mr. Werthan's CIK.
This Form 4/A correctly sets forth Mr. Werthan's transactions for August 2000,
as had previously been set forth in his Form 4 filed September 8, 2000.
/s/ Thomas G. Werthan September 11, 2000
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**Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space is insufficient, see Instruction 6 for procedures.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
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