8-K/A: Current report filing
Published on April 18, 2008
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
Amendment
No. 1
to
FORM
8-K/A
CURRENT
REPORT
Pursuant to Section
13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): April 9, 2008
EMCORE
CORPORATION
(Exact
name of registrant as specified in its charter)
New
Jersey
(State
or other jurisdiction
of
incorporation)
|
0-22175
(Commission
File
Number)
|
22-2746503
(IRS
Employer
Identification
No.)
|
10420
Research Road, SE, Albuquerque, NM
(Address
of principal executive offices)
|
87123
(Zip
Code)
|
Registrant’s telephone number,
including area code: (505) 332-5000
Not
Applicable
(Former
name or former address, if changed since last report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see
General Instruction A.2. below):
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
¨ Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
EXPLANATORY
NOTE
This
Amendment No. 1 to Form 8-K/A amends the Form 8-K originally filed on April 14,
2008 to include Item 3.02.
Item
3.02 Unregistered Sales of Equity Securities.
On April
9, 2008, EMCORE Corporation (the “Company”) entered into an Asset Purchase
Agreement (the “Agreement”) with Intel Corporation (“Seller”). Under
the terms of the Agreement, the Company will purchase certain of the assets of
Seller and its subsidiaries relating to Seller’s enterprise transceiver
business, including intellectual property, inventory, fixed assets
and technology relating to optical transceivers for enterprise and storage
customers, as well as optical cable interconnects for high-performance computing
clusters.
As
consideration for the purchase of the assets of Seller by the Company in
accordance with the Agreement, the Company will issue 3.7 million shares of the
Company’s common stock to Seller, subject to certain adjustments based on the
Company’s stock price twelve months after the closing of the
transaction. In the event that the Company is required to make an
additional payment, it has the option to make that payment in cash, its common
stock or both (not to exceed the equivalent of 1.3 million shares).
The
Company believes that this transaction is exempt from registration under the
Securities Act of 1933, as amended, pursuant to Section 4(2) or Regulation D
promulgated thereunder, as a transaction by an issuer not involving a public
offering.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
EMCORE
CORPORATION
|
|
Dated:
April 18, 2008
|
By: /s/ Adam Gushard
Name:
Adam Gushard
Title: Interim
Chief Financial Officer
|